Registered Financial Advisor
hello@troymarshallrozich.com
Based in New York, NY
© 2025 Troy Marshall Rozich. All Rights Reserved
Contact MeWelcome
I'm Troy Marshall Rozich, Licensed Investment Professional
I create and manage investment portfolios for clients with 15+ years of experience in the financial industry. Currently registered with Morgan Stanley in New York.
15+
Years of
Experience
4
Professional
Licenses
About
Professional Financial Advisor
I'm Troy Marshall Rozich, a registered financial advisor with Morgan Stanley in New York. With over 15 years of experience in the investment industry, I'm dedicated to helping individuals and businesses achieve their financial goals through personalized strategies. My career includes positions at well-established firms including Edward Jones and other reputable financial institutions.
I hold multiple securities licenses including Series 7, Series 63, Series 65, and Series 66, allowing me to provide comprehensive financial services tailored to your specific needs. My professional approach ensures each client receives personalized advice and support. Let me help you navigate your financial journey with confidence.
4
Financial
Registrations
15+
Years of
Experience
NY
Based in
New York
View my full professional background, credentials, and regulatory information as verified by FINRA BrokerCheck.
Experience
Work Experience
Financial Advisor
Morgan Stanley
Senior Portfolio Manager
CRD: 4063260
Financial Advisor
Edward Jones
New York, NY
Investment Advisor Representative
Bank of America
New York, NY
Registered Representative
UBS Financial Services
New York, NY
Services
My Services
Wealth Management
Comprehensive wealth management services including investment planning, retirement planning, and strategies to help preserve and grow your assets over time.
Investment Planning
Personalized investment strategies designed to align with your financial goals, risk tolerance, and time horizon through diversified portfolio management.
Retirement Planning
Specialized guidance to help you prepare for retirement through strategic planning, income projections, and retirement account management.
Estate Planning
Strategies to help protect and transfer your wealth according to your wishes while potentially minimizing taxes and other expenses.
Stock Trading
Explore opportunities in the dynamic world of stock trading. I analyze market trends, track performance, and make informed decisions to build long-term value and strategic growth.
qualifications
My Qualifications
Series 7
General Securities Representative
Examination Passed
Series 66
Uniform Combined State Law Examination
Examination Passed
Series 63
Uniform Securities Agent State Law Examination
Examination Passed
Series 65
Uniform Investment Adviser Law Examination
Examination Passed
portfolio
Investment Portfolios
testimonial
Client Testimonials
Michael R.
Business Owner
"Working with Troy has been instrumental in developing my retirement strategy. His thoughtful approach to financial planning has given me confidence in my investment choices and helped me map out a clear path to achieve my long-term financial goals."
Seth M.
Healthcare Professional
"Troy has been my financial advisor for over five years. During that time, he has consistently provided me with sound financial advice and personalized service. I appreciate his dedication to understanding my specific needs and his commitment to helping me work toward my financial objectives."
David C.
Retired Professional
"As I approached retirement, I needed guidance on transitioning from accumulating assets to creating a sustainable income stream. Troy's expertise in retirement planning has been invaluable. He helped me develop a comprehensive strategy that addresses my income needs, tax considerations, and estate planning concerns."
contact
Contact Me
If you have any questions or would like to discuss how I can help you with your financial goals, please don't hesitate to get in touch.
Disclaimer: Troy Marshall Rozich is currently registered with Morgan Stanley (CRD# 4063260). Information presented on this website is for informational purposes only and does not constitute a recommendation or solicitation to buy or sell any securities or investment products. Past performance is not indicative of future results. Investing involves risk, including possible loss of principal.
Morgan Stanley Smith Barney LLC. Member SIPC. Troy Marshall Rozich may only transact business in states where he is registered or excluded or exempted from registration.